The Broughton Group - Merrill Lynch Financial Advisor

Financial Advisor, Merrill Lynch

The Broughton Group

Global Wealth Management

225 SOUTH SIXTH STREET
Suite 4400
MINNEAPOLIS, MN 55402

Phone: (877) 359-7917
Email:

Directions to Branch

PROFESSIONAL STAFF

	(877) 696-8898	First Vice President - Investments
	(877) 349-7849	Assistant Vice President
	(877) 696-8918	Senior Associate
	(877) 359-7917	Senior Associate

PROFESSIONAL PROFILE

As the founding member of The Broughton Group, Walter manages wealth for individuals and institutions across the country. He joined Merrill Lynch in 1987 and has over 25 years of investment management experience. He holds the designation of Chartered Financial Analyst (CFA) and is approved within the Merrill Lynch Personal Investment Advisory (Merrill Lynch PIA) Program for specially qualified Financial Advisors within Merrill Lynch. This enables him to combine sophisticated financial advice with experienced discretionary portfolio management.

Hudie, born Walter Thomas "Hudie" Broughton IV, joined The Broughton Group in 2002. He is a primary contact for clients and is responsible for the investment planning and portfolio review processes for private and institutional investors. Hudie also assists clients with their retirement plan design, financing and lending strategies.

Steve Farrell coordinates the investment research, trading, and portfolio administration for The Broughton Group. He executes trading, supports portfolio research, and conducts portfolio updates and reviews with clients. He joined the Group in 1998. Holding the designation of Chartered Financial Analyst (CFA), Steve is a member of the CFA Institute and in his home state he's a member of the Twin Cities CFA Society.

Suzin Annen joined The Broughton Group in 2006. With 25 years of experience in the investment industry, she has spent 18 of them with Merrill Lynch. Suzin is the "concierge" of The Broughton Group when it comes to helping clients solve problems.

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Walter Broughton is registered to do business in: AZ, CA, CO, CT, FL, GA, ID, IL, IN, KS, KY, MA, MI, MN, MO, MS, MT, NC, NE, NJ, NM, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY

Walter Broughton is registered to do business in: AZ, CA, CO, FL, GA, ID, KS, KY, MA, MI, MN, MS, MT, NC, NE, NJ, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY

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